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Prolotherapy
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Prolotherapy
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How
Does Prolotherapy Work?
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How
Prolotherapy Helps?
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Indications and Contraindications
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Introduction to Prolotherapy
● Why Get Prolotherapy?
● What is Prolotherapy?
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How Does Prolotherapy Work?
● Are You A Prolotherapy Candidate?
● Tendon, Ligament, Reconstruction
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How Safe Is Prolotherapy?
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Finding a Prolotherapy doctor
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When Prolotherapy May Not
Work
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20
Questions About Prolotherapy
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The History of Prolotherapy
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Curing Chronic Pain
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Sclerotherapy?
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Turning to Prolotherapy
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Prolotherapy and Chronic
Pain
● The Proof Prolotherapy is Working?
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Prolotherapy: Creating Collagen
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How To
Support Treatment
Prolotherapy injections
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Growth Factor Basis of
Prolotherapy
Research
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Can Research Prove
Prolotherapy?
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Prolotherapy for Pelvic Ligament
Pain:
A Case Report
Ann Auburn, DO, Scott Benjamin, PT, DScPT,
& Roy Bechtel
, PT, PhD
Journal of Prolotherapy.
2009;2:89-95.
abstract
Background Content: This case study examines the effect of the addition
of
Prolotherapy to manual therapy, and pelvic and trunk exercises, in a
treatment regime for a patient with pelvic and
chronic low back pain (CLBP)
who had previously failed manual therapy and exercise alone and in
combination. We hypothesized that with continued exercise and the
combination of
Prolotherapy and manual therapy, there would be better
improvement than any single intervention to reduce pain and improve
stability in the
lumbar spine and pelvis.
Purpose: The purpose of our case study was twofold.
1. If the tenderness in the above ligaments would be reduced using the
combination of
Prolotherapy, therapeutic exercise, and manual therapy.
2. Whether our subject would show functional improvement after
treatment.
Study Design: Single case
study.
Methods: One subject, a 44 year-old male with a history of left L5-S1
laminectomy and ligamentous laxity in the pelvis and sacral ligaments,
was assessed and treated by the primary author, using
Prolotherapy and
manual therapy. Therapeutic exercise was performed five days a week with
an emphasis on the pelvic and deep trunk stabilizers.
Results: After
Prolotherapy treatments, the patient demonstrated less
tenderness, improved ligamentous stiffness, and displayed improved
pelvic joint stability. Function also improved as measured by his
ability to work, exercise, and perform home activities with less
stiffness and pain than previously noted.
Conclusion: Patients with LBP may benefit from
Prolotherapy to aid in reducing pelvic and lumbar instability in
conjunction with manual therapy and exercise to improve dynamic pelvic
stability.
introduction
It has been postulated that 80% of
Americans will experience
low back pain sometime in their lives.1
One estimate is that 40% of all visits to health care professionals are
due to low
back pain (LBP).2 Approximately 10-20% of these
cases will become chronic, resulting in long-term pain and disability,
making
low back pain the largest cause of worker compensation claims in
the US and Canada.3 Among industrial workers, the incidence
is as much as 60% of all claims.4 When discussing LBP, one
problem is to determine the origin of the pain, which in many cases is
not known objectively.5 The origin of the CLBP (chronic
low
back pain) will help to determine whether or not the patient needs a
multi-disciplinary approach,6 and whether or not there are
some significant psychological factors that will either enhance or
worsen the situation.7
There appears to be a growing consensus that a significant portion of
CLBP cases have an element of segmental instability present.7-8
As defined by Panjabi,9 the intrinsic stabilizing system of
the spine consists of three interrelated components:
1. The passive stabilizing system, consisting of ligaments,
intervertebral discs, and joint capsules.
2. The myofascial system, consisting of muscles and fascia.
3. The motor control processing system, consisting of the central and
peripheral nervous systems.
A deficit in the motor control or myofascial systems can result in
damage to the passive stabilizing system from poorly controlled
segmental movements in the spine and pelvis.10 If the muscles
become weak due to inhibition11 loads will be transferred to
the disc and ligamentous structures and may lead to repetitive wear,
causing a breakdown in this passive support system.12-13
Anatomy and function:
The pelvis is a bony ring, composed of two hip (innominate) bones, which
are made up of the fused ilium, ischium and pubis, and the sacrum, which
is in the center between the innominates posteriorly. There are two
sacroiliac (SI) joints, and the sacrum and innominates are joined
posteriorly by the synovial-lined
sacroiliac joints, and the innominates
are joined anteriorly by the symphysis pubis, a fibrocartilaginous
articulation.14 The pelvis is a highly significant part of
the body that transfers loads between the ground and the spine, as well
as transfers loads between the upper and lower extremities, through the
spine and thoracolumbar fascia.15 The shape and orientation
of the articular surfaces has been described by Vleeming et al., as
contributing to the relative passive stability of these joints, known as
“form closure.”16 Normal forces applied to the SI joints can
enhance stability, dubbed “force closure” by Vleeming et al17
but poor stability in the SI joint can lead to dysfunctions in the
lumbar spine and hip.
Role of the Ligamentous System as it
occurs in LBP:
One of the major low back stabilizers is the
iliolumbar ligament (IL),
which unites the low lumbar spine with the ilium and sacrum.18
The ligament will resist the motion of L4 and L5 on the ilium and
sacrum.19-20 The IL has been described as one of the most
important ligaments for sacroiliac stability.19 It will also
resist anterior motions of the ilium on L5 and will also help in
stabilizing the L5 segmental level.21-22 The IL is also able
to check side bending to the contralateral side.22 The IL can
also aid in reducing the stresses on the low lumbar discs.23-24
The long dorsal sacro-iliac ligament (LD) joins the sacral crest
inferiorly, with the PSIS and iliac crest superiorly.18,25 It
functions to keep the sacrum from moving dorsally (counternutation) with
respect to the ilium. The LD is linked to pain in the SI joint and also
with patients who experience pain in the posterior portion of their
pelvis.26 The sacrospinous ligament (SS) is a triangular band
of tissue that connects the ischial spine laterally, to the sacrum.27
The SS also separates the lesser and greater sciatic notch and resists
anterior rotation of the sacrum at the SI joint.27-28 (See
Figure 1.)
Figure 1. A transverse section through sacroiliac joints. Used with
permission from Prolo Your Pain Away! Curing Chronic Pain with
Prolotherapy, Third Edition;
Ross Hauser, M.D., et al. Beulah
Land Press, 2007, Oak Park, IL.

Painful stimulation of ligaments or joint capsules on the other hand,
can reduce or eliminate muscle activity.8 We are just beginning to
understand the complex interplay between Panjabi’s passive and active
subsystems in providing spine stabilization. Physical damage to a
ligament, i.e. a tear, is associated with pain. This pain can also
inhibit muscles designed to protect joints which the ligament crosses,
and can lead to joint instability and further ligamentous damage, in a
vicious cycle.13 In these cases, the protective ligaments can become
stressed and sore, leading to reduced function and potential joint
instability19-20,12,22,25,29 which can affect a person’s job
function or an athlete’s level of performance. Besides injury due to
trauma, subtle factors which may lead to compromise of the ligamentous
system include the patient’s posture in both a sedentary and active
environment.30 Studies show that if a person slouches, stress on the iliolumbar ligament can lead to creep, which can compromise the
stability of the sacroiliac joints and the lumbar spinal segments.31
Cyclists for example, may not maintain their maximally flexed posture
during the course of a ride. Studies show that it can take up to 8 hours
to reverse the effects.31-32 After prolonged flexion, the muscular
system takes time to rebound (minutes to hours) leaving the fascia,
ligaments, and joints vulnerable to the stresses of functional
activities.32 A dysfunctional sacroiliac joint will impact activities
involving hip motions such as squatting, kneeling, adduction, and
external rotation of the hip.34
prolotherapy
Background: In the 1950s and 1960s Dr. G. S. Hackett discovered that he
could reduce the back pain that a person was experiencing by injecting a
hypertonic sugar solution around supporting ligaments.35-37 Prolotherapy
is defined as “the strengthening of a disabled ligament or
tendon by
stimulating the production of new bone and fibrous tissue cells”.35,38-39 Prolotherapy is most appropriate for patients who have CLBP and
pelvic instability, ligamentous laxity and for those patients who retain
a particular correction for too short a period of time to be functional.
There is a paucity of longitudinal studies for alternative medical
treatments and Prolotherapy is one of those alternatives. The adjunctive
use of Prolotherapy was shown to help reduce the pain from CLBP over a
16 year period.40 Studies also support the
growth factors used as
components of Prolotherapy to stimulate the affected tissues.41 Prolotherapy has helped patients with unstable sacroiliac joints, knee
pain,
hip pain, plantar fasciitis and even lateral epicondylitis.41-45,35-37,39
How does the Prolotherapy process work?
The Prolotherapy procedure for the low back and sacroiliac joint is
individualized depending on the
patient’s presentation. In general,
Prolotherapy
injections of a sclerosant solution are designed to promote ligament hypertrophy to
better sustain the inherent stresses that are placed on them.47-48,39
The ligament, or ligaments, to be targeted can be injected with a
mixture of solutions that can consist of dextrose,Phenol Quinine and
Urea (PQU), human growth hormone, Sarapin (the extract of the pitcher
plant), Zinc sulfate, Silica Crystals, Sylnasol, and glycerine-phenol
solution.39 (See Table 1 for a description of the expected effects of
each component.)

The solution is injected into the fibrosseous junction and has been
shown to cause an infiltration of
fibroblasts37,39,49-50
following the
inflammation caused by the injected solution. Prolotherapy can be a
useful treatment when the patient’s ligamentous laxity causes a loss of
stability within a specific joint.49 The fibroblasts will proliferate
and this will lead to the re-organization of these cells to lay down a
new matrix of collagen.41,47,51
Thus, the inflammation in this case is
considered good and will aid in repairing the tissue, whether it be
ligament or tendon.37,49 When the cellular layer is re-established, the
ligament and/or tendon will become stronger and give support to a
specific joint.38-39 This healing process takes about six weeks, with
most of the tendon strengthening occurring in weeks two through four
after the Prolotherapy treatment.36-37,39 During the six weeks period
of healing, in our protocol, treatments are usually every other week and
there are between 20-25 injections per session.36-39
Total number of treatments is usually between three and six in a series.39
The reported side effects are minimal, including injection site
discomfort for a few days after the treatment.52
The treatments usually continue until the patient experiences pain
relief, function increases, and the ligaments are not tender during the
palpation exam. In some cases, treatments are ended if there is no
progress after four series of injections.39
The purpose of this case study was to determine whether or not our
subject, who demonstrated specific ligamentous laxity in the iliolumbar,
supraspinous, sacrospinous, and dorsal
sacroiliac ligaments on clinical
examination, would show improvement in ligamentous stiffness and
tenderness after the Prolotherapy injections.
treatment
While many treatment alternatives have been proposed for pelvic pain and
CLBP, few have demonstrated overwhelming efficacy. In a systematic
review,53 Bronfort et al. found moderate evidence to support the use of
spinal manipulative therapy for chronic low back pain. Similarly, Slade
and Keating56 found support for trunk strengthening exercises for
patients with CLBP. We chose to use a treatment model which included
manual therapy (manipulation/mobilization) and Prolotherapy as the
primary treatment regime with the patient exercising on his own.
Prolotherapy treatment has been used for the treatment of pelvic and
CLBP48 and has been shown to target the affected ligamentous tissues.54,36
Although the results of previous double blinded studies on Prolotherapy for LBP have been mixed50 more recent evidence suggests
that when combined with manual therapy and exercise, the efficacy of the Prolotherapy
treatment may be enhanced.55
Method / Materials
One male subject, 43 year-old, 69.5 cm tall, and 85.9 kg was included in
this case study. The patient had a history of playing competitive hockey
for 20 years with multiple associated pelvis and lower back injuries. He
wore a onehalf inch lift in the left shoe due to a presumed leg length
inequality. He underwent successful decompression laminectomy in
December of 1999 to remove an L5-S1 left posterior-lateral disc
fragment, which was compressing the S1 nerve root. He also was an avid
cyclist during his hockey years and continued to cycle competitively
until a recent increase in his pelvis and LBP. On some occasions,
especially after hard biking or working out, he reported a sensation of
“something shifting” in his pelvis, and afterwards was unable to walk
normally or to work without pain. The patient was also not able to sit,
flex his trunk, and side flex to the left without discomfort. Driving,
cycling, and transitions from sitting to standing and from supine to
sitting caused pain. For these reasons, he sought treatment from the
primary author.
Physical Examination
The primary author performed a biomechanical examination57-58 and
determined that the patient had pain and limitation of motion with side
flexion to the left and flexion of the lumbar spine. The lumbar
segmental levels were checked for motion restrictions to determine if
there were any segmental dysfunctions, which can be defined as a segment
that is hypomobile, usually in some flexion or extension. The
biomechanical examination allows a clinician to check the passive
intervertebral motion of a specific segmental level to test for
hypomobility.57-58 The patient also presented with a leg length
discrepancy (LLD) of ½ inch on the left side. (See Table 2.)

The primary author noted that the patient had a positive pain or “jump
sign”39 when palpating the ligaments around the lumbar spine and pelvis.
It was determined through a thorough history that the patient reported
symptoms consistent with unstable sacroiliac joints. These symptoms
included a sacrum that was rotated to the right and was painful with
palpation. The sacrum would not stay in place and would pop out during
work, moving in bed, and even getting out of the car. Even though
segmental dysfunctions were noted on the right side, (See Table 2.) the
pain was mainly experienced on the left side of the
buttock, down the
lateral side of the left leg and sometimes down to the calf. When the
primary author palpated the ligamentous structures, (first on the left,
then the right side) there was a reproduction of the
referral patterns on
the left side and there was tenderness on the left at the L5 transverse
process, in the lumbosacral junction, over the IL, LD, SS and the
sacrotuberous ligaments. The referral pattern was very similar to the
ligament referral pattern in the pelvis and lumbar spine reported by Dr.
Hackett.39 (See Figure 2.)
Figure 2. Ligament referral pain patterns. Used with permission from
Prolo Your Pain Away! Curing Chronic Pain with Prolotherapy, Third
Edition; Ross A. Hauser, et al. Beulah Land Press, 2007, Oak Park, IL.

During the physical examination, it was noted that with lumbar
extension, the patient reported a “catch” during movement. This “catch”
was presumed to indicate lumbar instability associated with segmental
dysfunction and/ or lax ligamentous support of the spine. X-ray findings
indicated that there were mild degenerative changes in the lumbar spine
with mild disc space narrowing at L5-S1. All the segmental dysfunctions
were corrected using manual therapy techniques (i.e. muscle energy
and/or manipulation) prior to the Prolotherapy procedure. The patient
also relayed that using an SI belt was very helpful and took away some
of the popping and pain.
Prolotherapy Injectable Procedure
The lumbosacral region was prepped with sterile alcohol and landmarks
were identified prior to the injection procedure. The primary author
located the areas of pain or tenderness noted by the patient. Once all
the painful ligamentous locations were marked, author one drew up the
Prolotherapy solution into a syringe, using a 2 inch, 27 gauge needle.
The injection procedure is supported by the work of,35-36,39,52 where
they stated to inject the needle into the affected area until bone was
approximated. Once the bone was found, the needle was drawn out and then
the Prolotherapy solution was put into the affected ligament. The
Prolotherapy solution used with this patient consisted of 2cc of 50%
dextrose, 1cc of PQU (2.43 ml Phenol liquefied, 5.73 GM Quinine HCL,
1.26GM Urea USP), 1cc of Sarapin, and 6cc of 2% Procaine. (Fabricated at
the Compounding Pharmacy of Wyoming Park, 2301Lee Street SW, Wyoming, MI
49519) After the injections, the patient was asked to move into lumbar
extension to see if the motion still reproduced “catching” or pain in
the pelvis or lumbar spine. If the “catching” was present, the physician
(author one) reassessed to determine which ligamentous structure needed
to be addressed and injected. Post-injection, the patient was instructed
to avoid a hard workout for that day, but to perform usual exercises as
long as they did not overstress the treated area. The exercise programs
we focused on the trunk and “core” muscles.
Results
The outcome measures recorded were pain and improvement of functional
activity. Treatment consisted of 16 sessions over a six month period.
All treatment and assessments were provided by the primary author.
Pain Measures
Prior to the Prolotherapy treatment, the patient had moderate pain with
palpation to the iliolumbar, dorsosacroiliac, sacrotuberous, and the
supraspinous ligaments. This was determined by the patient’s subjective
rating using a four point Likert scale ranging from zero, to minimal,
moderate, and severe. During palpation from the primary author, the pain
level was described as moderate. Once the combined treatment of manual
PT and Prolotherapy were fully completed, all 16 sessions, the pain was
reduced to a minimal level.
Function
Functionally the patient could perform pain-free biking, exercise
without the lumbar “catching” sensation and was able to return to work
without having his SI joint move out of place. The patient could also
perform activities of daily life such as yard work, without pain and
stiffness which had been present prior to the Prolotherapy sessions.
Besides the improvement in function, there was a reduction in hip
popping, SI irritation and lumbar spine pain. The popping, pain and loss
of function all improved over the course of the treatment. The
combination of very specific ligamentous Prolotherapy treatments with
the inclusion of manual therapy and exercise resulted in a successful
outcome for this patient with pelvic pain and CLBP.
discussion
Chronic low back (CLBP) and pelvic pain can deter a person from
functioning at their optimal level, thus leading to poor productivity
and increasing health care costs.5 In order to determine what the cause
of the LBP is one must evaluate if the problematic area is a ligament,
muscle, disc, or nerve root problem.9 In this case study, we argue for a
departure from the traditional pathoanatomical model of dysfunction by
emphasizing the interrelationship of the passive and dynamic stabilizing
systems of the spine. Attempting to address the weakness without
understanding its cause can lead to frustration, poor outcomes, and
patient dissatisfaction.58 Our case study supports previous researchers
35-36,38-39 who showed that the traumatized LD and IL can demonstrate
the same referral pattern as a nerve root irritation. We conclude that
when patients present with leg pain, injury to the lumbopelvic
ligamentous system must not be excluded from differential diagnosis. Our
case study also supports the use of Prolotherapy for ligament disorders.
41,45,47 Despite previous studies by Yelland50 et al, which showed
that the injections where not much better than control, our case points
up the benefits of today’s Prolotherapy compounds and the synergy of
combining manual therapy and exercise with Prolotherapy (Dagenais, et
al). Our patient did not see long term lasting effects from just manual
therapy and exercise alone or in combination. Once we included
Prolotherapy, his recovery was improved and also the positive effects
from stabilization exercises and also from manual manipulation were
enhanced. By itself, Prolotherapy is an ancillary agent to help tissues
heal39, 46-47 and with the inclusion of manual PT and exercise there is
a strong beneficial stabilization effect.55-56 Our patient needed the Prolotherapy treatments to improve the integrity of the tissues so that
they could respond in a more beneficial manner to the exercise and
manual therapy treatments. Researchers have shown that beneficial
stress, as provided by carefully supervised exercise, is essential to
promote long term positive effects for tissues in the lumbar spine and
pelvis.59 Further research is warranted to explore the combination of
manual therapy and exercise with Prolotherapy in a
scientifically-rigorous way, using blinding and a control group.
In this case, it was not until the element of ligamentous insufficiency
was addressed by Prolotherapy treatment that the patient experienced
significant relief of his pelvic and lumbar spine pain. We take this as
evidence that the ligamentous system, at least in this case, was a
primary contributor to this patient’s CLBP and further supports the
notion that Prolotherapy can be an effective tool in the management of
pelvic pain and CLBP in the presence of ligamentous instability.
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